Job Description
Our client, a Chinese Financial Group, is now looking an experienced candidate to join their expanding team:
Responsibilities:
Act as Responsible Officer to supervise SFC Type 1 regulated activities.
Supervise and manage daily securities brokerage operations for local markets, including the account opening process, account maintenance and customer services.
Provide advice and support to top management on strategic activities and daily operations in compliance with all relevant regulatory requirements and applicable laws as well as credit and risk control management.
Act as the primary contact person to communicate with SFC, HKEx and other relevant regulators.
Assist in writing and maintaining proper documentation of all operations, policies and procedures, including operational and risk control procedures.
Implement business development and marketing plan.
Perform other ad hoc duties as assigned.
Requirements:
Degree holder or above and solid background in brokerage services
Good network in the field and minimum 5 years related experience with 3 years management experience.
Possess relevant qualification to register with SFC as Responsible Officer for Type 1 regulated activities.
Experience in sales team management and channel development is an advantage.
Self motivated, excellent communication, interpersonal, organization and problem solving skills.
Sound understanding of SFO, regulations and guidelines of relevant regulatory authorities and risk management control.
Proficient in spoken and written English & Mandarin.