Job Description
Responsible for middle-back operations in the company
As the middle-back manager of External Asset Manager(EAM) business operations and Asset Management (AM) operations conducted through Type 1, 4, and 9 of the SFC license, you will
be primarily responsible for the following tasks.
General operations related to EAM and AM business conducted by the company
- Execution of overall fund management operations
- Execution and management of business operations based on various internal policies
- Due diligence and ongoing management of external related entities
- Preparation and distribution of client reports and other materials
- Collaboration with external vendors
General compliance operations related to EAM and AM business conducted by the company
- SFC correspondence and execution of various procedures
- Cooperation with external advisors
- Overall risk management related to business operations
- Execution and management of compliance operations based on
internal policies
- Conduct internal compliance training
Job Requirement
<Necessary Skill / Experience >
- Experience working in a financial institution in a middle-back-related role
- Have a certain level of knowledge of SFC-related regulations
- Experience in a supervisory or management role
- More than business-level of English
- Be able to cover and execute a wide range of tasks.
- As the company is a start-up and a UHNWI client business, we place importance on the following three factors: (i) a sense of responsibility for the execution of the work, (ii) a high level of commitment to our company, and (iii) a sincere personality