Location
Hong Kong - Hong Kong Side
Salary
HKD50,000 - 70,000
Job Number
SDG-115942
Industry
financial services
Languages
English Level:Business Level;Japanese Level:None;
Job Category
Legal & Compliance
Posted 2025/02/21

Job Description

Responsible for middle-back operations in the company
As the middle-back manager of External Asset Manager(EAM) business operations and Asset Management (AM) operations conducted through Type 1, 4, and 9 of the SFC license, you will 
be primarily responsible for the following tasks.
General operations related to EAM and AM business conducted by the company
- Execution of overall fund management operations
- Execution and management of business operations based on various internal policies
- Due diligence and ongoing management of external related entities 
- Preparation and distribution of client reports and other materials
- Collaboration with external vendors
General compliance operations related to EAM and AM business conducted by the company
- SFC correspondence and execution of various procedures
- Cooperation with external advisors
- Overall risk management related to business operations
- Execution and management of compliance operations based on 
 internal policies
 - Conduct internal compliance training

Job Requirement

<Necessary Skill / Experience >
- Experience working in a financial institution in a middle-back-related role
 - Have a certain level of knowledge of SFC-related regulations
 - Experience in a supervisory or management role
 - More than business-level of English
 - Be able to cover and execute a wide range of tasks.
 - As the company is a start-up and a UHNWI client business, we place importance on the following three factors: (i) a sense of responsibility for the execution of the work, (ii) a high level of commitment to our company, and (iii) a sincere personality